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Yuan-Yuan Katelyn Li

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-03
TX RA APPROVED 2024-07-03
  • NY RA
    APPROVED
    Since 2024-07-03
  • TX RA
    APPROVED
    Since 2024-07-03

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 09/2004 Present
Jpmorgan Chase Bank Na New York NY 07/2004 Present
  • 09/2004 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 07/2004 → Present
    Jpmorgan Chase Bank Na
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-02
S63 Uniform Securities Agent State Law Examination 2004-12-10
  • S65 Uniform Investment Adviser Law Examination
    2024-07-02
  • S63 Uniform Securities Agent State Law Examination
    2004-12-10
Other Names
  • Katelyn Li
  • Yuan-Yuan K. Li

View on SEC IAPD

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