Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
IL RA APPROVED 2016-06-17
MO RA APPROVED 2015-09-16
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • IL RA
    APPROVED
    Since 2016-06-17
  • MO RA
    APPROVED
    Since 2015-09-16

Branch Locations

655 Carlyle Ave, Belleville, IL 62221 • United States

8182 Maryland Avenue, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Belleville IL 11/2014 Present
Cetera Investment Services Llc St.CLoud MN 06/2015 Present
Cetera Investment Advisers Llc Belleville IL 09/2015 Present
  • 11/2014 → Present
    Regions Bank
    Belleville, IL
  • 06/2015 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 09/2015 → Present
    Belleville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-16
  • S66 Uniform Combined State Law Examination
    2015-09-16
Other Names
  • Mor Nissim

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Belleville, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor