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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Avenue Suite 5100, El Segundo, CA 90245-5672 • United States
Valencia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Valencia | CA | 06/2015 | 11/2017 |
| Bank Of America, N.A. | Valencia | CA | 05/2017 | 11/2017 |
| The Jcs Foundation | Los Angeles | CA | 06/2018 | 10/2019 |
| Institutional Cash Distributors, Llc | San Francisco | CA | 10/2019 | 09/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2021 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 12/2021 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 12/2021 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2021 | Present |
| First Allied Securities Inc | San Diego | CA | 12/2021 | 09/2022 |
| Unemployed | Los Angeles | CA | 09/2021 | 12/2021 |
| Unemployed | Los Angeles | CA | 11/2017 | 06/2018 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: BLU LOTUS LLC INVESTMENT RELATED: NO ADDRESS: GILBERT, AZ NATURE OF BUSINESS: REAL ESTATE START DATE: 12/2010 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEMBER OF LLC - NO RESPONSIBILITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-24 |
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