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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-02-10
  • CA RA
    APPROVED
    Since 2009-02-10

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pasadena CA 04/2015 Present
Previous Registrations
Other Businesses

WORLD VENTURES/5360 LEGACY DRIVE BUILDING 1 SUITE 300 PLANO, TX 75024/CONSULTANT/15 HRS. PER MONTH/TRAVEL/LEISURE TRAVEL CONSULTANT BY WORD-OF-MOUTH MARKETING. 2)Le-Vel / 9201 Warren Pkwy, Ste 200 Frisco,TX 75035 / No/ Privately Held / USD / No / No / / Start Date 4/15/16 / 3) CPS HR Consulting, HR Consulting & HR Outsourcing Services, Assistant Proctor / register applicants for notary exam, start date-5/1/2024, California United States-95834.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-24
  • S66 Uniform Combined State Law Examination
    2008-03-24
Other Names
  • Judi L Washington
  • Judi L Schell
  • Judi Estep
  • Judi L Estep

View on SEC IAPD

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