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Christal Vargas

Wells Fargo Advisors Financial Network, LLC

Lake Forest, IL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
IL RA APPROVED 2025-05-27
  • TX RA
    APPROVED
    Since 2025-06-27
  • IL RA
    APPROVED
    Since 2025-05-27

Branch Locations

100 N. Field Drive Suite 120, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 12/2017
Shapiro + Raj Chicago IL 12/2017 04/2019
Altman Advisors Inc Chicago IL 06/2019 12/2019
Lpl Financial, Llc Chicago IL 01/2020 03/2022
Private Advisor Group, Llc Chicago IL 01/2020 03/2022
Private Advisor Group, Llc Morristown NJ 04/2020 03/2022
Dew Wealth Management, Llc North Riverside IL 03/2022 11/2022
Ubs Financial Services Inc. Chicago IL 01/2023 04/2025
Wells Fargo Advisors Financial Network, Llc Lake Forest IL 04/2025 Present
Wells Fargo Home Mortgage Lombard IL 01/2012 11/2016
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-23
S66 Uniform Combined State Law Examination 2016-03-04
  • S63 Uniform Securities Agent State Law Examination
    2025-06-23
  • S66 Uniform Combined State Law Examination
    2016-03-04
Designations
Other Names
  • Christal Marotta
  • Christal Ann Marotta
  • Christal Ann Ann Vargas

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC
ROUNDTABLE HEALTHCARE MANAGEMENT, INC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OBAR WEALTH MANAGEMENT LLC
EDWARD JONES

Other Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu
Nicole Teresa Simmons
DUSTIN L WHITE
Michael John Brady
Samantha Pelligrino McGuire
CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

More in Lake Forest, IL

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