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363 Lafayette Street 4Th Floor, New York, NY 10012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-02 |
| NY | RA | APPROVED | 2022-03-07 |
Branch Locations
363 Lafayette Street 4Th Floor, New York, NY 10012 • United States
Nyack, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co Llc | New York | NY | 08/2017 | 07/2021 |
| Morgan Stanley Asia Limited | Hong Kong | 06/2015 | 08/2017 | |
| Ascend Interplay Llc | Nyack | NY | 01/2022 | Present |
| Student | Nyack | NY | 08/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-15 |
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