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5230 Carroll Canyon Road #224, San Diego, CA 92121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-19 |
Branch Locations
5230 Carroll Canyon Road #224, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Garden City | NY | 07/2016 | 01/2018 |
| Hrc Fund Associates, Llc | New York | NY | 01/2018 | 09/2022 |
| Hrc Portfolio Solutions, Llc | New York | NY | 01/2018 | 09/2022 |
| Adp, Inc. | Melville | NY | 04/2023 | 06/2023 |
| Adp Broker-Dealer, Inc. | Melville | NY | 04/2023 | 06/2023 |
| Unemployed | Glen Cove | NY | 09/2022 | 03/2023 |
| Measured Risk Portfolios | San Diego | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-23 |
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