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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-22 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandra Quality Housecleaning | Queens Creek | AZ | 06/2006 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2015 | 03/2018 |
| Pershing Advisor Solutions Llc | Jersey City | NJ | 07/2018 | 09/2020 |
| Stifel Nicolaus & Co Inc | New York | NY | 09/2020 | Present |
1. Columbia University School of General Studies Alumni Association; 2970 Broadway, Lewisohn Hall, Rm 408, New York, NY 10037; Ivy League university alumni association; Board Co-Chair; Serving as the face of the organization, attending events, networking, leading quarterly board meetings; 06/01/2014; 10 Hours per Quarter; Not during securities trading hours; Not Investment-Related. 2. Grey3 LLC; 247 Clark Terrace, Cliffside Park, NJ 07010; cybersecurity consulting; Business owner; no duties. The business will be solely operated by my husband; 11/01/2024; 0 hours per Day; Not during Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-29 |
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