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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-02 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
2361 Dick Pond Rd, Surfside Beach, SC 29575 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Charlotte | NC | 06/2015 | 02/2017 |
| Princor Financial Services Corporation | Charlotte | NC | 06/2015 | 02/2017 |
| Wells Fargo Clearing Services, Llc. | Myrtle Beach | SC | 02/2017 | 04/2022 |
| Wells Fargo Bank Na | Myrtle Beach | SC | 02/2017 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 04/2022 | 08/2022 |
| Bank Of America, N.A. | Wilmington | NC | 08/2022 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Surfside Beach | SC | 05/2023 | Present |
| Wells Fargo Bank, Na | Surfside Beach | SC | 04/2023 | Present |
| Unemployed | Charlotte | NC | 09/2022 | 04/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-10 |
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