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Thomas O

Ratio Capital

Las Vegas, NV

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Current Employers
Ratio Capital

8465 W. Sahara Ave Suite 111-44, Las Vegas, NV 89117 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
NV RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2019-01-25
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NV RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2019-01-25

Branch Locations

8465 W. Sahara Ave Suite 111-44, Las Vegas, NV 89117 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ratio Financial Holdings Las Vegas NV 03/2009 Present
  • 03/2009 → Present
    Ratio Financial Holdings
    Las Vegas, NV
Previous Registrations
Other Businesses

(1) 12/19/2013 - RATIO BENEFITS - NON-VARIABLE INSURANCE - ENGAGED IN THE BUSINESS OF SELLING AND ADMINISTERING FIXED INSURANCE SUCH AS HEALTH, LIFE, DISABILITY, VISION, DENTAL IN A GROUP SETTING. I AM THE PRESIDENT/PRINCIPAL OF THIS OBA - TIME SPENT 10% - LAS VEGAS, NV (2) 12/23/2013 - DBA ONLY - RATIO INVESTMENT MANAGEMENT - LAS VEGAS, NV (3) 12/30/2013 - RATIO INSURANCE - NON-VARIABLE INSURANCE - THIS SUBMISSION WAS PREVIOUSLY TERMINATED DUE TO "DUPLICATE SUBMISSION". HOWEVER, I WAS TOLD TO SUBMIT THIS BY YOUR DEPARTMENT AND IT IS NOT THE SAME AS RATIO BENEFITS AND WILL BE CONDUCTING BUSINESS WITH THIS DBA. - TIME SPENT 10% - LAS VEGAS, NV (4) 04/17/2014 - RATIO FINANCIAL HOLDINGS - NON-VARIABLE INSURANCE DBA - RATIO FINANCIAL HOLDINGS - SOLICITATION AND ADMINISTRATION OF SEVERAL FIXED LINES OF INSURANCE LIFE, HEALTH, DISABILITY, EMPLOYEE BENEFITS, VISION, AND DENTAL - TIME SPENT 10% - LAS VEGAS, NV

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-02
S63 Uniform Securities Agent State Law Examination 2005-02-17
  • S65 Uniform Investment Adviser Law Examination
    2005-11-02
  • S63 Uniform Securities Agent State Law Examination
    2005-02-17
Other Names
  • Thomas Sung Hoon O
  • Hoon O Sung
  • Tommy Sung Hoon O
  • Sung Hoon O

View on SEC IAPD

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