Arthur Kent Pittman

Employer firm

Prosperity - An Eisneramper Company CRD 133777

$5.04B regulatory AUM 209 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1983 → 02/2024
  Hughes Pittman & Gupton, Llp
  Raleigh, NC
• 11/2004 → 10/2019
  1St Global Capital Corp
  Raleigh, NC
• 07/2005 → 10/2019
  1St Global Advisors, Inc.
  Raleigh, NC
• 01/2009 → 08/2024
  Avantax Insurance Services, Inc.
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Advisory Services
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Investment Services, Inc.
  Raleigh, NC
• 11/2006 → 08/2024
  Hpg Wealthcare Advisors, Llc (Formerly Hpg Financial Services, L
  Raleigh, NC
• 08/2024 → Present
  Dai Securities Llc
  Atlanta, GA
• 08/2024 → Present
  Prosperity - An Eisneramper Company
  Raleigh, NC

Previous Registrations

• 2019-10-25 → 2024-08-19
  Avantax Advisory Services
  Raleigh, NC
  Oriental, NC
  Dallas, TX
  Raleigh, NC
• 2005-07-11 → 2019-10-25
  1St Global Advisors Inc
  Raleigh, NC

Other Businesses

1) FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500 Sunday Drive, Suite 300, Raleigh NC 27607 2) Hughes Pittman & Gupton, LP; Not investment related; Raleigh, NC; Independent Contractor; 1/22/2025; 5 hours; 0 hours; consulting services

Exams

• S66 Uniform Combined State Law Examination
  2005-02-01

Other Names

• Kent Pittman
• A. Kent Pittman