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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| WI | RA | APPROVED | 2015-11-03 |
Branch Locations
111 North Washington Street Suite 410, Green Bay, WI 54301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Green Bay | WI | 07/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2022 | Present |
(1) 457072 - Options for Independent Living / Not Investment Related / Green Bay, WI / Charitable / Finance Committee / Start November 2021 / During business hours: 1 / After business hours: 0 / Administrative. (2) 570771 - Goodwill NCW / Not Investment Related / Menasha, WI / Non-Profit / Board Member, Finance Committee / Start October 2023 / During business hours: 1 / After business hours: 1 / Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-03 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-22 |
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