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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-28 |
| OH | RA | APPROVED | 2015-10-01 |
Branch Locations
8890 Lyra Dr, Columbus, OH 43240 • United States
Ashville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper Arlington | OH | 06/2015 | Present |
| Ram Ii Companies | Grove City | OH | 05/2003 | Present |
| Bank Of America, N.A. | Upper Arlington | OH | 11/2015 | Present |
-RAM II COMPANIES (RCM BUSINESS ENTERPRISES LLC) -NOT INVESTMENT-RELATED -GROVE CITY OH, 43123 -LAWN CARE -OWNER -START 5/2003 -10 HOURS/MONTH -0 DURING SECURITIES TRADING HOURS -OVERSEE CUSTOMER ACCOUNTS I*1686468, Entity Type:, Name of OBA:Rental Property 1, Address:Grove City, OH 43123; Investment Related: No, Position, Title, Association:Co-owner with other family members, Employee Start Date:2/1/2024; No Hours: No Hours during trading: Duties: I*1922296 Entity Type, Name of OBA: Rental Property Address: AshvilleOhio43103 Investment Related: No Position, Title, Association: Co-owner with non-family members Employee Start Date: 07/19/2024 No Hours: 5 No Hours during trading: 0 Duties: I*5345311, Entity Type, Name of OBA: Rural Roots 4-H Club of Pickaway County Address: Ashville Ohio 43103 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/31/2026 No Hours: 4 Monthly No Hours during trading: 0 Duties: Oversee (with other parent volunteers) scheduling of meetings and that member projects get completed. Help teach children life skills through action including responsibility, proper animal care, budgeting, communication, working with others/team building, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-29 |
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