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10080 N. Wolfe Road, Sw3-200, Cupertino, CA 95014 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-05 |
Branch Locations
10080 N. Wolfe Road, Sw3-200, Cupertino, CA 95014 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-08 |
Branch Locations
10080 N Wolfe Rd Ste Sw3200, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital V Group Llc | Cupertino | CA | 04/2008 | Present |
| Lpl Financial, Llc | Cupertino | CA | 08/2018 | Present |
| Liberty Wealth Management, Llc | Oakland | CA | 05/2018 | 08/2018 |
| Liberty Group, Llc | Los Altos | CA | 06/2015 | 08/2018 |
1. 2/12/2019 - Capital V Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/18/2019 - 10 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2015-01-23 |
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