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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-03
TX RA APPROVED 2019-01-02
ME RA APPROVED 2018-02-26
NC RA APPROVED 2017-11-27
WI RA APPROVED 2017-03-08
  • FL RA
    APPROVED
    Since 2019-01-03
  • TX RA
    APPROVED
    Since 2019-01-02
  • ME RA
    APPROVED
    Since 2018-02-26
  • NC RA
    APPROVED
    Since 2017-11-27
  • WI RA
    APPROVED
    Since 2017-03-08

Branch Locations

129 Middle St Ste #200, Portland Maine (Id), ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Milwaukee WI 06/2016 01/2019
Baird Portland ME 01/2019 Present
  • 06/2016 → 01/2019
    Robert W Baird
    Milwaukee, WI
  • 01/2019 → Present
    Baird
    Portland, ME
Other Businesses

Name/Address: Maine Women's Network - Portland Chapter Start date: 1/30/20 Hours spent: 5 hours/month Hours spent during trading Hours: None Role/Responsibility: Treasurer / My primary responsibilities will be managing the budget, providing status reports at board meetings, communicating with the state treasurer and reconciling dollar amounts for sponsorships and event attendance. Non-Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-07
  • S66 Uniform Combined State Law Examination
    2017-03-07
Other Names
  • Sarah B Moir

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland Maine (id), ME

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