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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-12
  • TX RA
    APPROVED
    Since 2021-11-12

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Inc. Dallas TX 06/2010 Present
Jpmorgan Chase Bank, N.A. Dallas TX 10/2010 Present
Ubs Financial Services Inc Plano TX 10/2021 Present
  • 06/2010 → Present
    J.P Morgan Securities Inc.
    Dallas, TX
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 10/2021 → Present
    Plano, TX
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-13
  • S66 Uniform Combined State Law Examination
    2010-04-13
Other Names
  • Grace E Ku
  • Grace E. Ku
  • Grace Eunsil Ku

View on SEC IAPD

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