Anthony Scott Caselli

Employer firm

Mainline West Fund Manager LLC CRD 147532

$1.77B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Extended Travel
  Multiple
• 06/2015 → Present
  Mainline West Municipal Securities, Llc
  Denver, CO

Other Businesses

Stonegate Global Fund Administration (f/k/a Stonegate Global Fund Services). This business provides accounting services to investment partnerships and related vehicles; 3333 Piedmont Rd NE, Terminus 200 Suite 2050 Atlanta, GA 30305. I serve as an Independent Contractor since 9/30/2016, and I work 5 hours/week during business hours; preparation of various accounting packages for non-customers of the b/d or RIA. Not investment related. Caselli Fund Services - 3349 Navajo Street, Denver, CO 80211. Sole Proprietorship. Accounting Services. Started January 2019. Not investment related. 2 hours/week during business hours. I serve as the President - Performing Accounting for non-customers of the B/D or RIA. Mainline West, LLC - Chief Financial Officer- 32 hours/week during trading hours. 700 Seventeenth Street, Suite 1500 Denver, CO 80202. Mainline West Fund Manager, LLC is a wholly owned subsidiary of Mainline West, LLC so the work I do for Mainline West includes work I do for Mainline West Fund Manager, LLC. Mainline West Fund Manager, LLC manages tax advantaged proprietary funds under the name Mainline West Tax-Advantaged Opportunity Funds and Mainline West Private Client Trusts, all of which are disclosed on Form ADV for Mainline West Fund Manager, LLC. MLWRE LLC - 5 hours/week during business hours. Accounting and Operations. I am the Chief Financial Officer. 700 Seventeenth Street, Suite 1500 Denver, CO 80202. Owner of Office Building where Mainline West Municipal Securities, LLC and affiliated entities plan on moving. Landlord. Started June 2018. Not investment related. This RR is an employee of the b/d, but salary expenses are shared between Mainline West, LLC and Main Line West Municipal Securities, LLC pursuant to an established expense sharing agreement between the entities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-21