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Joselyn Estefany Nordstrom

Raymond James & Associates, Inc.

Pasadena, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-21
  • CA RA
    APPROVED
    Since 2017-09-21

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 05/2015 02/2017
Raymond James & Associates Pasadena CA 03/2017 Present
  • 05/2015 → 02/2017
    Triad Advisors, Inc.
    Norcross, GA
  • 03/2017 → Present
    Raymond James & Associates
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-20
S63 Uniform Securities Agent State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2017-09-20
  • S63 Uniform Securities Agent State Law Examination
    2016-06-30
Other Names
  • Joselyn Estefany Pinto

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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