Dalton James Preston

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2018
  Rts Financial
  Overland Park, KS
• 05/2018 → 12/2021
  Castle Wealth Management
  West Palm Beach, FL
• 01/2022 → 07/2023
  Dakota Wealth Management
  Palm Beach Gardens, FL
• 08/2023 → 08/2025
  New York Life Insurance Company
  Saint Joseph, MO
• 09/2023 → 08/2025
  Nylife Securities Llc
  Saint Joseph, MO
• 11/2023 → 08/2025
  Tewell & Associates Financial Services
  Saint Joseph, MO
• 12/2023 → 08/2025
  Eagle Strategies Llc
  Saint Joseph, MO
• 02/2021 → Present
  Self-Employed
  Spickard, MO
• 03/2026 → Present
  Cwm, Llc
  Omaha, NE
• 03/2026 → Present
  Gertsema Wealth
  Saint Joseph, MO

Previous Registrations

• 2023-12-15 → 2025-11-05
  Eagle Strategies Llc
  Saint Joseph, MO
• 2019-12-23 → 2022-01-21
  Castle Wealth Management
  Boynton Beach, FL

Other Businesses

[Farm Property; Leasing owned farmland to the the USDA as part of the Conservation Reserve Program (CRP).; 208 NE County Line Road, Saint Jospeh, MO, 64505; start 02/2021; rental income; 5 hours per month ,0 hours during securities trading hours; real estate related]

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-10-28
• S65 Uniform Investment Adviser Law Examination
  2019-11-21

Designations

• Chartered Financial Consultant