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Haley Ray Thompson

Alliancebernstein L.P.

New York, NY

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-27
NY RA APPROVED 2023-12-04
  • TX RA
    APPROVED
    Since 2025-08-27
  • NY RA
    APPROVED
    Since 2023-12-04

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 06/2017 Present
Trinity College Hartford CT 09/2013 05/2017
Trinity College - Office Of College Events Hartford CT 01/2014 05/2017
Trinity College - Admissions Office Hartford CT 08/2016 05/2017
  • 06/2017 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 09/2013 → 05/2017
    Trinity College
    Hartford, CT
  • 01/2014 → 05/2017
    Trinity College - Office Of College Events
    Hartford, CT
  • 08/2016 → 05/2017
    Trinity College - Admissions Office
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-04
S63 Uniform Securities Agent State Law Examination 2017-11-20
  • S65 Uniform Investment Adviser Law Examination
    2023-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-20

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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