Shant Rostamian

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CA RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States

Glendale, CA • United States

155 N Lake Avenue, Pasadena, CA 91101-1848 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	Century City	CA	04/2016	09/2016
Jp Morgan Chase Bank	Culver City	CA	10/2016	08/2017
Jp Morgan Securities Llc	Culver City	CA	10/2016	08/2017
Fidelity Brokerage Services Llc	Torrance	CA	08/2017	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2016 → 09/2016

Axa Advisors, Llc

Century City, CA
10/2016 → 08/2017

Jp Morgan Chase Bank

Culver City, CA
10/2016 → 08/2017

Jp Morgan Securities Llc

Culver City, CA
08/2017 → Present

Fidelity Brokerage Services Llc

Torrance, CA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-11-15 → 2025-03-31

Fidelity Personal And Workplace Advisors

Torrance, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-12
S63	Uniform Securities Agent State Law Examination	2016-03-29

S66 Uniform Combined State Law Examination

2018-02-12
S63 Uniform Securities Agent State Law Examination

2016-03-29

View on SEC IAPD

Current Employers

Strategic Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews