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Jack Benjamin Samuels

Ubs Financial Services Inc.

Wayzata, MN

Victoria, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-28
  • MN RA
    APPROVED
    Since 2017-11-28

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Victoria, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ehlers Investment Partners, Llc Roseville MN 06/2015 10/2017
Ubs Financial Services Inc. Wayzata MN 11/2017 09/2020
Ubs Financial Services Inc. Wayzata MN 09/2020 Present
Previous Registrations
  • 2015-08-10 → 2017-11-02
    Ehlers
    Roseville, MN
    Minneapolis, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-02-16
S65 Uniform Investment Adviser Law Examination 2015-08-10
  • S63 Uniform Securities Agent State Law Examination
    2018-02-16
  • S65 Uniform Investment Adviser Law Examination
    2015-08-10

View on SEC IAPD

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