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Inactive

Kevin Richard Arnold

Pathstone

Boulder, CO

Englewood, NJ

CRD 6515975

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Employer firm

Pathstone CRD 151736

$110B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-21
  • CO RA
    APPROVED
    Since 2024-04-21

Branch Locations

1048 Pearl St Suite 450, Boulder, CO 80302 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crestone Securities Llc Boulder CO 06/2015 12/2020
Crestone Asset Management Llc Boulder CO 06/2015 03/2024
Pathstone Boulder CO 04/2024 Present
  • 06/2015 → 12/2020
    Crestone Securities Llc
    Boulder, CO
  • 06/2015 → 03/2024
    Crestone Asset Management Llc
    Boulder, CO
  • 04/2024 → Present
    Pathstone
    Boulder, CO
Previous Registrations
  • 2017-01-24 → 2024-04-12
    Crestone Asset Management Llc
    Boulder, CO
  • 2015-11-10 → 2016-12-31
    Crestone Asset Management Llc
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-10
  • S66 Uniform Combined State Law Examination
    2015-11-10

View on SEC IAPD

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