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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-06 |
| CO | RA | APPROVED | 2024-06-05 |
| NV | RA | APPROVED | 2024-06-05 |
| CA | RA | APPROVED | 2023-09-21 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2019-02-21 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Wisconsin-Madison | Madison | WI | 09/2014 | 05/2018 |
| Ubs Financial Services Inc. | New York | NY | 07/2018 | Present |
1. CENTURY GARMENTS LLC, New York United States-10016, Company, Retailers (Apparel, Food, General), Predominately silent / passive partner in LLC owned 50 / 50 with cousin, Proprietor / ownerPredominantly silent partner / passive investor - Assisting in general oversight of LLC and business, start date-5/1/2025, Investment related-Yes. RJR LPG LLC , NY United States , passive investment in real estate and alternatives Passive investment in real estate and alternatives, , Passive investments Passive investments. Other than committing capital, no active role Start date 6/23/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-15 |
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