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Samuel Bone Wheeler

Robert W. Baird & Co. Incorporated

West Des Moines, IA

Kansas City, MO

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-24
FL RA APPROVED 2023-07-20
MO RA APPROVED 2022-11-09
IA RA APPROVED 2022-11-01
  • TX RA
    APPROVED
    Since 2024-10-24
  • FL RA
    APPROVED
    Since 2023-07-20
  • MO RA
    APPROVED
    Since 2022-11-09
  • IA RA
    APPROVED
    Since 2022-11-01

Branch Locations

Regency W 5 4500 Westown Pkway Ste 201, West Des Moines, IA 50266 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services, Inc. Kansas City MO 09/2018 02/2022
Senior Plus Advisors Overland Park KS 06/2018 09/2018
Willies Sports Bar Columbia MO 08/2016 05/2017
University Of Missouri - Columbia Columbia MO 08/2014 05/2018
Robert W Baird Co West Des Moines IA 02/2022 Present
  • 09/2018 → 02/2022
    American Century Investment Services, Inc.
    Kansas City, MO
  • 06/2018 → 09/2018
    Senior Plus Advisors
    Overland Park, KS
  • 08/2016 → 05/2017
    Willies Sports Bar
    Columbia, MO
  • 08/2014 → 05/2018
    University Of Missouri - Columbia
    Columbia, MO
  • 02/2022 → Present
    Robert W Baird Co
    West Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2018-10-22
  • S66 Uniform Combined State Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2018-10-22
Other Names
  • Samuel B Wheeler

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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