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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-09 |
Branch Locations
1585 Broadway Capital Markets, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Staten Island | NY | 06/2015 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2021 | 09/2024 |
| Bank Of America, N.A. | New York | NY | 10/2021 | 09/2024 |
| Morgan Stanley | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-18 |
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