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Andrew David Arias

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-09
  • NY RA
    APPROVED
    Since 2024-10-09

Branch Locations

1585 Broadway Capital Markets, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Staten Island NY 06/2015 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2021 09/2024
Bank Of America, N.A. New York NY 10/2021 09/2024
Morgan Stanley New York NY 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-18
  • S66 Uniform Combined State Law Examination
    2017-01-18
Other Names
  • Andrew D Arias
  • Andrew David Arias

View on SEC IAPD

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