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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-21
TX RA APPROVED 2020-09-18
  • FL RA
    APPROVED
    Since 2020-09-21
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 02/2017 09/2020
Unemployed Fort Lauderdale FL 11/2016 02/2017
Reynolds Construction Services Fort Lauderdale FL 08/2016 11/2016
Orlando Magic Orlando FL 01/2015 09/2016
Bank Of America, N.A. Fort Lauderdale FL 05/2017 09/2020
Morgan Stanley Smith Barney Llc Fort Lauderdale FL 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 02/2017 → 09/2020
    Fort Lauderdale, FL
  • 11/2016 → 02/2017
    Unemployed
    Fort Lauderdale, FL
  • 08/2016 → 11/2016
    Reynolds Construction Services
    Fort Lauderdale, FL
  • 01/2015 → 09/2016
    Orlando Magic
    Orlando, FL
  • 05/2017 → 09/2020
    Bank Of America, N.A.
    Fort Lauderdale, FL
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Fort Lauderdale, FL
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

* 436847 - Laudermade The Podcast; Investment related No; Fort Lauderdale, FL; Publishing; Startup Business (proprietor, partner, officer, director, employee, trustee, agent); June 2021; During business hours: 2; After business hours: 06; Business Development/Growth. *674354- Sons of Bossses; Investment related: No; Fort Lauderdale, Florida; Professional Networking Group; President (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 1; After business hours: 1; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-12
  • S66 Uniform Combined State Law Examination
    2017-07-12
Other Names
  • David R Foreman

View on SEC IAPD

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