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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
CO RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2026-01-02
  • CO RA
    APPROVED
    Since 2023-08-10

Branch Locations

14145 Millhaven Pl, Colorado Springs, CO 80908 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Finanical Services Inc St. Paul MN 06/2015 01/2020
Strategic Financial Partners Colorado Springs CO 06/2015 01/2020
Securian Financial Services Inc St. Paul MN 01/2020 08/2023
Strategic Finacial Partners Colorado Springs CO 01/2020 08/2023
Img Financial Group, Inc Houston TX 08/2023 Present
Minnesota Life Insurance Company Saint Paul MN 07/2023 08/2023
Securian Financial Services Saint Paul MN 07/2023 08/2023
Cetera Wealth Services, Llc Colorado Springs CO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Strategic Financial Partners Colorado Springs CO 08/2023 Present
  • 06/2015 → 01/2020
    Securian Finanical Services Inc
    St. Paul, MN
  • 06/2015 → 01/2020
    Strategic Financial Partners
    Colorado Springs, CO
  • 01/2020 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 01/2020 → 08/2023
    Strategic Finacial Partners
    Colorado Springs, CO
  • 08/2023 → Present
    Img Financial Group, Inc
    Houston, TX
  • 07/2023 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 07/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Colorado Springs, CO
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Strategic Financial Partners
    Colorado Springs, CO
Previous Registrations
  • 2023-07-05 → 2023-08-10
    Securian Financial Services, Inc.
    Colorado Springs, CO
    St. Paul, MN
Other Businesses

1. ISQUEEGEE POSITION: Volunteer NATURE: Husband's Window Washing Business INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 10475 Thomas Rd, Colorado Springs CO 80908, United States DESCRIPTION: iSqueegee is my husband's Window Washing company. I assist with typing proposals and invoices as well as marketing. 2. IMG Financial Group Inc, 4550 POST OAK PLACE, SUITE 125, HOUSTON, TX 77027; INVESTMENT RELATED; FIXED INSURANCE AGENT; 07/2023-ONGOING; 10 HOURS PER MONTH; 10 HOURS MONTH TRADING; 3. NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-06
  • S66 Uniform Combined State Law Examination
    2023-06-06
Other Names
  • Virginia Erin Ferguson

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