Derek Joseph Johnson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2022-09-29

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2022-09-29

Branch Locations

1303 E Grand Ave Ste 202, Arroyo Grande, CA 93420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Arroyo Grande	CA	05/2016	09/2016
Wilmer Cutler Pickering Door And Hale	Palo Alto	CA	10/2016	02/2018
San Francisco Forty-Niners	Santa Clara	CA	08/2015	08/2018
Lpl Financial, Llc	Arroyo Grande	CA	02/2018	Present

05/2016 → 09/2016

Unemployed

Arroyo Grande, CA
10/2016 → 02/2018

Wilmer Cutler Pickering Door And Hale

Palo Alto, CA
08/2015 → 08/2018

San Francisco Forty-Niners

Santa Clara, CA
02/2018 → Present

Lpl Financial, Llc

Arroyo Grande, CA

Other Businesses

1. 2/4/2020 - Johnson Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/31/2020 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-31

S66 Uniform Combined State Law Examination

2018-08-31

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews