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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-21 |
Branch Locations
12680 High Bluff Drive Suite 450, San Diego, CA 92130 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Los Angeles | CA | 12/2019 | 02/2020 |
| Bny Mellon Wealth Management | Newport Beach | CA | 02/2018 | 12/2019 |
| Capital Group | Irvine | CA | 06/2015 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 02/2020 | 01/2026 |
| Hightower Advisors, Llc | Chicago | IL | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-27 |
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