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Emily Klotz

Ubs Financial Services Inc.

New York, NY

Stamford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-16
NY RA APPROVED 2025-04-15
  • CT RA
    APPROVED
    Since 2025-05-16
  • NY RA
    APPROVED
    Since 2025-04-15

Branch Locations

299 Park Avenue 8Th Floor, New York, NY 10171 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 06/2018 05/2019
Westchester Food Services Pound Ridge NY 05/2017 09/2017
Quinnipiac University Hamden CT 08/2014 06/2018
Anxiety Institute Greenwich CT 06/2019 11/2020
Ubs Financial Services Inc New York NY 11/2020 Present
  • 06/2018 → 05/2019
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 05/2017 → 09/2017
    Westchester Food Services
    Pound Ridge, NY
  • 08/2014 → 06/2018
    Quinnipiac University
    Hamden, CT
  • 06/2019 → 11/2020
    Anxiety Institute
    Greenwich, CT
  • 11/2020 → Present
    Ubs Financial Services Inc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-15
  • S66 Uniform Combined State Law Examination
    2025-04-15
Other Names
  • Emily Leah Klotz
  • Emily Klotz

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
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