Best Investors Account Sign in
Inactive

Glenn James Maxey

David Vaughan Investments, LLC

Peoria, IL

Claim This Profile
Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
IL RA APPROVED 2017-11-16
  • TX RA
    APPROVED
    Since 2026-07-20
  • IL RA
    APPROVED
    Since 2017-11-16

Branch Locations

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Evercore Group Llc Houston TX 06/2015 06/2017
David Vaughan Investments, Llc Peoria IL 07/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-16
S63 Uniform Securities Agent State Law Examination 2015-07-27
  • S65 Uniform Investment Adviser Law Examination
    2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2015-07-27
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
REATHERFORD WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
GUARDIAN WEALTH MANAGEMENT INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

ELIZABETH KARON MILLER
William Cohen
CAROLYN G DAVIS
Kory V Barlow
TAMARA L THOMPSON
MARY JO MOEHLENHOF
Mark ALLAN Robben
BRIAN T ABRAHAM

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

More in Peoria, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor