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Jacob Ross Klein

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-08
TX RA APPROVED_RES 2025-09-08
  • NY RA
    APPROVED
    Since 2025-09-08
  • TX RA
    APPROVED_RES
    Since 2025-09-08

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 08/2019 09/2025
C&S Keene NH 05/2018 07/2018
C&S Keene NH 05/2017 08/2017
Indiana University Bloomington IN 08/2018 05/2019
Indiana University Bloomington IN 08/2017 05/2018
Indiana University Bloomington IN 08/2016 05/2017
Charles Schwab Bank, Ssb Chicago IL 05/2021 09/2025
Wells Fargo Clearing Services, Llc. New York NY 09/2025 Present
  • 08/2019 → 09/2025
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 05/2018 → 07/2018
    C&S
    Keene, NH
  • 05/2017 → 08/2017
    C&S
    Keene, NH
  • 08/2018 → 05/2019
    Indiana University
    Bloomington, IN
  • 08/2017 → 05/2018
    Indiana University
    Bloomington, IN
  • 08/2016 → 05/2017
    Indiana University
    Bloomington, IN
  • 05/2021 → 09/2025
    Charles Schwab Bank, Ssb
    Chicago, IL
  • 09/2025 → Present
    Wells Fargo Clearing Services, Llc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-16
  • S66 Uniform Combined State Law Examination
    2020-03-16
Other Names
  • Jacob Klein
  • Jacob R Klein

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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