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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-18 |
| TX | RA | APPROVED | 2022-11-17 |
Branch Locations
240 E. Palmetto Park Rd., Boca Raton, FL 33432 • United States
853 S Federal Hwy, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 06/2015 | 08/2017 |
| Minnesota Life | St. Paul | MN | 06/2015 | 08/2017 |
| Evershore Financial | Boca Raton | FL | 06/2015 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach | FL | 08/2017 | 11/2022 |
| Bank Of America, N.A./Merrill Lynch | Palm Beach | FL | 08/2017 | 11/2022 |
| J.P. Morgan Securities Llc | Boca Raton | FL | 11/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Boca Raton | FL | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-06 |
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