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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-25
CT RA APPROVED 2005-08-18
  • TX RA
    APPROVED_RES
    Since 2018-06-25
  • CT RA
    APPROVED
    Since 2005-08-18

Branch Locations

95 Glastonbury Blvd Ste 408, Glastonbury, CT 06033-4412 • United States

165A Tolland Stage Rd, Tolland, CT 06084 • United States

Wethersfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. East Hartford CT 09/2005 03/2020
Ameriprise Financial Services, Llc Glastonbury CT 03/2020 Present
Other Businesses

Business Ownership; Maple Tree Cafe; ; I am purchasing a restaurant with two friends of mine. I am a partner in the acquisition of Maple Tree Cafe in Simsbury, CT. I am a 25% owner of the LLC; 781 Hopmeadow StreetSimsbury, CT 06070, ,; Not Investment-Related; 01/13/2014; 10 to 19 hours per month; 0 during trading hours / Farms LLC; ; Farms LLC is the holding company for the restaurant at Simsbury Farms Golf Course in Simsbury, CT; 781 Hopmeadow StSimsbury, CT 06070, ,; Not Investment-Related; 02/01/2017; 1 to 9 hours per month; 0 during trading hours / The Couzens Group LLC; Co-owner; Rental; 95 Glastonbury Blvd, Suite 408, Glastonbury, CT, 06033; Not Investment-Related; 08/09/2012; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-17
  • S66 Uniform Combined State Law Examination
    2005-08-17

View on SEC IAPD

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