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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-17 |
| TX | RA | APPROVED | 2023-08-16 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Boca Raton | FL | 06/2015 | 08/2023 |
| Rbc Capital Markets, Llc | Boca Raton | FL | 08/2023 | Present |
(1) NAME OF ENTITY: Leeward Luxury ADDRESS: 636 East Ocean Avenue, Boynton Beach FL 33435 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Tennis Instructor START DATE: 12/01/14 CAPACITY: Independent Contractor/Consultant DUTIES: Teach Tennis HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Daniel Vardag Rental Property ADDRESS: 3805 NW 5thTterrace Boca Raton, FL 33431 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 09.19.23 CAPACITY: Owner - Passive DUTIES: Manage tenants, uphold property maintenance HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-06 |
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