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Stephen Hunter Finegan

Piper Sandler & Co.

New York, NY

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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-03-11
  • MN RA
    APPROVED
    Since 2020-03-11

Branch Locations

1251 Avenue Of The Americas, 6Th Floor, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2017 09/2018
Unemployed N/A NY 09/2016 03/2017
Bank Of America, N.A. New York NY 09/2017 09/2018
Hamlin Capital Management New York NY 09/2018 04/2019
Sandler O'NEill & Partners, Lp New York NY 04/2019 01/2020
Piper Jaffray & Co. New York NY 01/2020 Present
  • 03/2017 → 09/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 09/2016 → 03/2017
    Unemployed
    N/A, NY
  • 09/2017 → 09/2018
    Bank Of America, N.A.
    New York, NY
  • 09/2018 → 04/2019
    Hamlin Capital Management
    New York, NY
  • 04/2019 → 01/2020
    Sandler O'NEill & Partners, Lp
    New York, NY
  • 01/2020 → Present
    Piper Jaffray & Co.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-30
S63 Uniform Securities Agent State Law Examination 2016-08-15
  • S65 Uniform Investment Adviser Law Examination
    2017-06-30
  • S63 Uniform Securities Agent State Law Examination
    2016-08-15
Other Names
  • Stephen Hunter Finegan
  • Stephen Finegan

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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