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David John Peyton

Wells Fargo Clearing Services, LLC

Cedar Rapids, IA

Cedar Rapids, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-19
IA RA APPROVED 2023-10-13
  • TX RA
    APPROVED
    Since 2024-04-19
  • IA RA
    APPROVED
    Since 2023-10-13

Branch Locations

303 3Rd Ave Se [Oj-Rbo], Cedar Rapids, IA 52401 • United States

311 3Rd Ave Se Ste 102, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bergankdv Wealth Management, Llc Bloomington MN 04/2016 06/2023
Creative Planning, Llc Waterloo IA 07/2023 09/2023
Wells Fargo Clearing Services, Llc Cedar Falls IA 10/2023 Present
  • 04/2016 → 06/2023
    Bergankdv Wealth Management, Llc
    Bloomington, MN
  • 07/2023 → 09/2023
    Creative Planning, Llc
    Waterloo, IA
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Cedar Falls, IA
Previous Registrations
  • 2023-07-03 → 2023-09-18
    Creative Planning
    Overland Park, KS
    Waterloo, IA
  • 2016-05-13 → 2023-07-17
    Bergankdv Wealth Management, Llc
    Waterloo, IA
    Bloomington, MN
    Waterloo, IA
  • 2015-06-22 → 2017-11-28
    Heartwood Investments, Inc.
    Waterloo, IA
    Waterloo, IA
Other Businesses

CLARITY INVESTORS, LLC; INV RELATED; CEDAR FALLS, IA; 100% OWNERSHIP; START 02/27/2017; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
S65 Uniform Investment Adviser Law Examination 2015-06-09
  • S66 Uniform Combined State Law Examination
    2024-01-19
  • S65 Uniform Investment Adviser Law Examination
    2015-06-09
Other Names
  • David Peyton

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
ACCEL WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
BFC PLANNING, INC.

Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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