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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-05
  • TX RA
    APPROVED
    Since 2022-05-05

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Dallas TX 06/2015 12/2016
Northwestern Mutual Investment Services Llc Dallas TX 06/2015 12/2016
Jp Morgan Chase Bank Dallas TX 12/2016 05/2022
Jp Morgan Securities, Llc Dallas TX 12/2016 05/2022
Cole Haan Dallas TX 08/2017 09/2017
Bachrach Dallas TX 09/2017 11/2017
K&S Star Media, Llc. Mckinney TX 06/2019 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 05/2022 Present
Financial Advisor Frisco TX 05/2022 Present
  • 06/2015 → 12/2016
    Northwestern Mutual Life Insurance Company
    Dallas, TX
  • 06/2015 → 12/2016
    Northwestern Mutual Investment Services Llc
    Dallas, TX
  • 12/2016 → 05/2022
    Jp Morgan Chase Bank
    Dallas, TX
  • 12/2016 → 05/2022
    Dallas, TX
  • 08/2017 → 09/2017
    Cole Haan
    Dallas, TX
  • 09/2017 → 11/2017
    Bachrach
    Dallas, TX
  • 06/2019 → 05/2022
    K&S Star Media, Llc.
    Mckinney, TX
  • 05/2022 → Present
    Frisco, TX
  • 05/2022 → Present
    Financial Advisor
    Frisco, TX
Previous Registrations
Other Businesses

I*2257278, Entity Type: Entity For Profit, Name of OBA: K&S Star Media LLC, Address: McKinney, Texas, 75071, Investment Related: N, Position, Title, Association: ["Employee"], Employee State Date: 06/06/2019, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Sell electronics for person homes. My Wife is a CO-owner of Home theater Retail business. I might help on weekends here and there.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
S63 Uniform Securities Agent State Law Examination 2015-12-21
  • S66 Uniform Combined State Law Examination
    2018-03-15
  • S63 Uniform Securities Agent State Law Examination
    2015-12-21
Other Names
  • Kevin Lee Cochran

View on SEC IAPD

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