Best Investors
Account
Sign in
Best Investors
Account
Sign in
623 E Fort Union Blvd. Suite 101, Salt Lake City, UT 84047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-01-28 |
Branch Locations
623 E Fort Union Blvd. Suite 101, Salt Lake City, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Capital Private Securities | Salt Lake City | UT | 05/2015 | Present |
NORTH CAPITAL, INC. - NORTH CAPITAL, INC., A NEVADA CORP. CO-LOCATED WITH THE MEMBER FIRM. INVESTMENT-RELATED. MANAGING DIRECTOR. NORTH CAPITAL INC. IS A REGISTERED INVESTMENT ADVISOR PROVIDING FEE-ONLY FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES. LESS THAN 1 HRS / WEEK. RESEARCH AND DUE DILIGENCE. 1 hour per week, investment related. NORTH CAPITAL INVESTMENT TECHNOLOGY INC. - NORTH CAPITAL INVESTMENT TECHNOLOGY INC. (NCIT) CO-LOCATED WITH THE MEMBER FIRM. NOT INVESTMENT-RELATED. MANAGING DIRECTOR. DE CORP. HOLDS CERTAIN INTELLECTUAL PROPERTY ASSETS OF NORTH CAPITAL GROUP COMPANIES ALONG WITH THE COMMON EQUITY OF NORTH CAPITAL PRIVATE SECURITIES CORP. 160 HRS / MO. INCLUDING SUBSIDIARIES (INCLUDING THE REGISTRANT, NCPS). 40 hours per week, investment related. North Capital Trust Company - Board member of the trust company and assist with business development and operations. 5 hrs/week.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-15 |
Reach out to this advisor