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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-07-01
  • VA RA
    APPROVED
    Since 2016-07-01

Branch Locations

2650 Electric Road, Suite D, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Roanoke VA 02/2016 Present
Other Businesses

1. 4/24/2020 - River Birch Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2020 - 160 Hours Per Month/6 Hours During Securities Trading 2. 07/05/2023 - Reaper Wrestling Clubn - Not Investment Related - 1852 W Main St., Salem, VA 24153 - Other - Member of LLC - Start Date 03/10/2023 - 20 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30

View on SEC IAPD

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