Alexander James Friedrich

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-06
IL	RA	APPROVED	2020-11-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Peoria	IL	06/2015	03/2020
Illinois Central College	East Peoria	IL	08/2014	05/2018
Bradley University	Peoria	IL	08/2017	12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Peoria	IL	03/2020	Present
Bank Of America, N.A.	Peoria	IL	05/2020	Present

06/2015 → 03/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, IL
08/2014 → 05/2018

Illinois Central College

East Peoria, IL
08/2017 → 12/2018

Bradley University

Peoria, IL
03/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, IL
05/2020 → Present

Bank Of America, N.A.

Peoria, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-29

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