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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-04-30 |
| TX | RA | APPROVED | 2021-04-30 |
Branch Locations
3880 W Happy Valley Rd, Glendale, AZ 85310 • United States
9873 W. Happy Valley Road, Peoria, AZ 85383 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Oakdale | CA | 07/2015 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hemet | CA | 11/2016 | 04/2021 |
| Bank Of America, N.A. | Hemet | CA | 11/2016 | 04/2021 |
| J.P.MOrgan Chase Bank, N.A. | Glendale | AZ | 04/2021 | Present |
| J.P. Morgan Securities Llc | Glendale | AZ | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-16 |
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