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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-12 |
Branch Locations
32731 Egypt Lane Ste 202, Magnolia, TX 77354 • United States
Conroe, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas A&M University | College Station | TX | 08/2010 | 12/2016 |
| First Allied Securities Inc. | San Diego | CA | 06/2015 | 10/2021 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| First Allied Advisory Services, Inc | San Diego | CA | 02/2020 | 11/2020 |
| First Allied Securities, Inc. | San Diego | CA | 10/2021 | 09/2022 |
| Cetera Advisors Llc | Magnolia | TX | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) CATER WEALTH MANAGEMENT; DBA; REGISTERED SALES ASSISTANT; START DATE: 08/16/2017; 160 HOURS PER MONTH. 2.) HELIUM BLOCKCHAIN MINER; HOT SPOT OWNER; OTHER; START DATE: 06/142021; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-24 |
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