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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-06 |
| FL | RA | APPROVED | 2023-01-26 |
| NC | RA | APPROVED | 2021-12-09 |
Branch Locations
101 E Allen St. Ste 219, Hendersonville, NC 28792 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Hendersonville | NC | 11/2011 | 12/2021 |
| Bank Of America, N.A. | Hendersonville | NC | 01/2012 | 12/2021 |
| Robert W. Baird | Hendersonville | NC | 12/2021 | Present |
I*480898 For profit or not for profit: Name of outside business organization: Henderson County NC School Board Investment related: N Address of business: Hendersonville, North Carolina, 28739 Nature of business: Position, title, association: Board Member, Start date of relationship: 11/14/2016 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Oversee education standards for Henderson County NC I*1074 For profit or not for profit: Name of outside business organization: Henderson County NC School Board Investment related: N Address of business: Hendersonville, North Carolina 28739 Nature of business: , Position, title, association: School Board Member, Start date of relationship: 11/3/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Elected position to oversee Henderson County Schools I*132912 For profit or not for profit: Non-Profit Organization Name of outside business organization: Flat Rock Playhouse Investment related: N Address of business: Flat Rock, North Carolina 28731 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2021 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be joining the board of Trustees for the Flat Rock Playhouse. The playhouse is the official theater of North Carolina and is a great place for entertainment in our community. I will help them through fundraising and general board duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-28 |
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