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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-02 |
Branch Locations
1801 Rock Prairie Rd, College Station, TX 77845 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2015 | 02/2017 |
| Northwestern Mutual Investment Services, Llc | College Station | TX | 08/2015 | 02/2017 |
| Principal Life Insurance Company | Iola | TX | 02/2017 | 04/2018 |
| Principal Securities Inc | Iola | TX | 02/2017 | 04/2018 |
| Wells Fargo Bank, Na | College Station | TX | 03/2019 | Present |
| Wells Fargo Clearing Services, Llc | College Station | TX | 03/2019 | Present |
| Unemployed | Iola | TX | 04/2018 | 02/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-11 |
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