Emily Tubola Hermeno

Employer firm

Prosperity Road, LLC CRD 281894

$172M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 12/2017
  Financial Advocates, Llc
  Costa Mesa, CA
• 12/2015 → Present
  Prosperity Road, Llc
  Santa Ana, CA
• 04/2006 → Present
  Financial Advocates Llp
  Santa Ana, CA

Previous Registrations

• 2006-09-12 → 2018-06-21
  Financial Advocates Llc
  Newport Beach, CA
• 2005-07-14 → 2006-03-20
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA

Other Businesses

1) FINANCIAL ADVOCATES LLP; 12341 NEWPORT AVE., STE A-100, SANTA ANA, CA 92705; NON-INVESTMENT RELATED; CPA FIRM; MANAGER; EMPLOYMENT DATE: 04/01/06; 15-20 HOURS PER MONTH, 1/3 OF WHICH ARE DURING SECURITIES TRADING HOURS 2) RENTAL PROPERTY OWNER; HUNTINGTON BEACH, CALIFORNIA; INVESTMENT RELATED; OWNER AND LANDLORD, COLLECT RENT, ADDRESS MAINTENANCE ISSUES, MANAGE PROPERTY EXPENSES; 6 HOURS PER MONTH

Exams

• S66 Uniform Combined State Law Examination
  2005-05-06

Designations

• Certified Financial Planner