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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-10-29 |
| TX | RA | APPROVED | 2024-10-28 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 06/2015 | 07/2018 |
| E*Trade Securities Llc | Sandy | UT | 07/2018 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
*546477 - Varsity Tutors; Investment related No; St. Louis, Missouri; Tutoring; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 15. *555767 - Lake Escape Charter LLC; Investment related - Yes ; West Jordan, Utah ; Recreation ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2023 ; During business hours : 0 ; After business hours : 10 ; Administrative, Business Development/Growth, Customer Service, Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-04 |
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