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Samuel Alton Warren

Citigroup Global Markets Inc.

New York, NY

Los Angeles, CA

Carroll Gardens, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-26
  • NY RA
    APPROVED
    Since 2022-10-26

Branch Locations

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Carroll Gardens, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi New York NY 09/2021 Present
Franklin Templeton New York NY 07/2018 09/2021
Tulane University New Orleans LA 08/2014 05/2018
Neuberger Berman New York NY 06/2017 07/2017
Chatham Asset Management Chatham NJ 01/2017 01/2017
  • 09/2021 → Present
    Citi
    New York, NY
  • 07/2018 → 09/2021
    Franklin Templeton
    New York, NY
  • 08/2014 → 05/2018
    Tulane University
    New Orleans, LA
  • 06/2017 → 07/2017
    Neuberger Berman
    New York, NY
  • 01/2017 → 01/2017
    Chatham Asset Management
    Chatham, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-23

View on SEC IAPD

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