Inactive

Hasan Chowdhury

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Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-12
TX	RA	APPROVED_RES	2021-06-08

NY RA
APPROVED

Since 2021-06-12
TX RA
APPROVED_RES

Since 2021-06-08

Branch Locations

1500 Broadway, 28Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors	New York	NY	07/2005	06/2021
Mariner Wealth Advisors	New York	NY	06/2021	Present

07/2005 → 06/2021

Mariner Wealth Advisors

New York, NY
06/2021 → Present

Mariner Wealth Advisors

New York, NY

Previous Registrations

2015-08-24 → 2018-03-31

Mariner Wealth Advisors

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-24

S65 Uniform Investment Adviser Law Examination

2015-08-24

View on SEC IAPD

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